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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-18 |
Branch Locations
3 Park Plaza Floor 8, Irvine, CA 92614 • United States
2770 Vie De La Valle Ln, Del Mar, CA 92014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb Bowl | Alameda | CA | 03/2016 | 12/2016 |
| Unemployed | San Diego | CA | 07/2017 | 11/2018 |
| J.P. Morgan Securities Llc | La Jolla | CA | 09/2021 | Present |
| Jpmorgan Chase Bank, N.A. | La Jolla | CA | 12/2018 | Present |
| Unemployed | Oakland | CA | 01/2017 | 07/2017 |
Entity Name: SHANGHAI ALLEY Investment related: No Address: 4957 DIANE AVE, SAN DIEGO, CA, 92117 Nature of the other business: Restaurant Position/Title/Relationship: Employee/Contractor Start Date: 03/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: SMALL RESTAURANT , SELL SHANGHAINESE FOOD, FAMILY BUSINESS, OWN BY PARENTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-11 |
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