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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-27
  • IL RA
    APPROVED
    Since 2026-08-27

Branch Locations

3121 N Illinois St, Swansea, IL 62226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Louis MO 09/2021 06/2024
Wells Fargo St. Louis MO 03/2020 09/2021
Lenscrafters Fairview Heights IL 05/2018 07/2022
Anders Cpa St. Louis MO 11/2016 06/2019
Unemployed Fairview Heights IL 09/2016 11/2016
H&R Block Beaumont TX 09/2015 09/2016
Charles Schwab And Co., Inc. Omaha NE 10/2023 06/2025
Unemployed Collinsville IL 06/2025 09/2025
Equitable Advisors, Llc New York NY 09/2025 11/2025
Osaic Wealth, Inc. Scottsdale AZ 12/2025 03/2026
Independent Financial Group Llc Saint Louis MO 03/2026 08/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Swansea IL 08/2026 Present
  • 09/2021 → 06/2024
    Td Ameritrade
    St. Louis, MO
  • 03/2020 → 09/2021
    Wells Fargo
    St. Louis, MO
  • 05/2018 → 07/2022
    Lenscrafters
    Fairview Heights, IL
  • 11/2016 → 06/2019
    Anders Cpa
    St. Louis, MO
  • 09/2016 → 11/2016
    Unemployed
    Fairview Heights, IL
  • 09/2015 → 09/2016
    H&R Block
    Beaumont, TX
  • 10/2023 → 06/2025
    Charles Schwab And Co., Inc.
    Omaha, NE
  • 06/2025 → 09/2025
    Unemployed
    Collinsville, IL
  • 09/2025 → 11/2025
    New York, NY
  • 12/2025 → 03/2026
    Scottsdale, AZ
  • 03/2026 → 08/2026
    Saint Louis, MO
  • 08/2026 → Present
    Swansea, IL
Previous Registrations
Other Businesses

AVERY & AUBREY'S WAY POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2017 ADDRESS: 4610A N Illinois Street, Fairview Heights IL 62208, United States DESCRIPTION: As the Founder and Executive Director of Avery & Aubrey's Way (AAW), I oversee the organization's mission, strategic decision, and daily operations. I lead community outreach, partnership development program coordination, and volunteer engagement to ensure families experiencing newborn loss receive compassionate support. I manage fundraising efforts, guide organizational growth, and uphold the values and vision that drive AAW's impact. 618 BUSINESS CENTER POSITION: Owner Partner NATURE: Attorney, Legal Services INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2024 ADDRESS: 4610A N Illinois Street, Fairview Heights IL 62208, United States DESCRIPTION: As the owner of 618 Business & Event Center, I oversee the organization's core operational and administrative functions. My responsibilities include accounting and financial management, regulatory filings, compliance oversight, inventory and facility maintenance, and strategic planning. I ensure the business operates efficiently, meets all regulatory standards, and is positioned to long term stability and growth.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-22
S63 Uniform Securities Agent State Law Examination 2023-03-21
  • S66 Uniform Combined State Law Examination
    2025-09-22
  • S63 Uniform Securities Agent State Law Examination
    2023-03-21
Other Names
  • Tameika Marie Thomas
  • Tameika Thomas

View on SEC IAPD

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