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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | St. Louis | MO | 09/2021 | 06/2024 |
| Wells Fargo | St. Louis | MO | 03/2020 | 09/2021 |
| Lenscrafters | Fairview Heights | IL | 05/2018 | 07/2022 |
| Anders Cpa | St. Louis | MO | 11/2016 | 06/2019 |
| Unemployed | Fairview Heights | IL | 09/2016 | 11/2016 |
| H&R Block | Beaumont | TX | 09/2015 | 09/2016 |
| Charles Schwab And Co., Inc. | Omaha | NE | 10/2023 | 06/2025 |
| Unemployed | Collinsville | IL | 06/2025 | 09/2025 |
| Equitable Advisors, Llc | New York | NY | 09/2025 | 11/2025 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 12/2025 | 03/2026 |
| Independent Financial Group Llc | Saint Louis | MO | 03/2026 | 08/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Swansea | IL | 08/2026 | Present |
AVERY & AUBREY'S WAY POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2017 ADDRESS: 4610A N Illinois Street, Fairview Heights IL 62208, United States DESCRIPTION: As the Founder and Executive Director of Avery & Aubrey's Way (AAW), I oversee the organization's mission, strategic decision, and daily operations. I lead community outreach, partnership development program coordination, and volunteer engagement to ensure families experiencing newborn loss receive compassionate support. I manage fundraising efforts, guide organizational growth, and uphold the values and vision that drive AAW's impact. 618 BUSINESS CENTER POSITION: Owner Partner NATURE: Attorney, Legal Services INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2024 ADDRESS: 4610A N Illinois Street, Fairview Heights IL 62208, United States DESCRIPTION: As the owner of 618 Business & Event Center, I oversee the organization's core operational and administrative functions. My responsibilities include accounting and financial management, regulatory filings, compliance oversight, inventory and facility maintenance, and strategic planning. I ensure the business operates efficiently, meets all regulatory standards, and is positioned to long term stability and growth.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-21 |
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