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Austin John Neddenriep

Foronjy Financial

Santa Barbara, CA

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Current Employers
Foronjy Financial

401 Chapala Street Suite 105, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-31
  • CA RA
    APPROVED
    Since 2026-07-31

Branch Locations

401 Chapala Street Suite 105, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intarcia Therapeutics Hayward CA 06/2016 01/2017
Whittier Trust Reno NV 01/2017 04/2018
Lpl Fincancial Minden NV 01/2018 05/2022
Post Oak Private Wealth Houston TX 07/2022 08/2022
Bayou Bridge Capital Houston TX 08/2022 02/2023
Bayou Bridge Capital Advisors, Llc Houston TX 08/2022 12/2022
Neddenriep Financial Minden NV 04/2018 08/2022
State Of Nevada Carson City NV 05/2023 09/2023
Lundardis Walnut Creek CA 11/2023 02/2024
Gallagher Walnut Creek CA 02/2024 02/2026
Foronjy Financial Llc Santa Barbara CA 03/2026 Present
Foronjy Financial Llc Santa Barbara CA 07/2026 Present
  • 06/2016 → 01/2017
    Intarcia Therapeutics
    Hayward, CA
  • 01/2017 → 04/2018
    Whittier Trust
    Reno, NV
  • 01/2018 → 05/2022
    Lpl Fincancial
    Minden, NV
  • 07/2022 → 08/2022
    Post Oak Private Wealth
    Houston, TX
  • 08/2022 → 02/2023
    Bayou Bridge Capital
    Houston, TX
  • 08/2022 → 12/2022
    Bayou Bridge Capital Advisors, Llc
    Houston, TX
  • 04/2018 → 08/2022
    Neddenriep Financial
    Minden, NV
  • 05/2023 → 09/2023
    State Of Nevada
    Carson City, NV
  • 11/2023 → 02/2024
    Lundardis
    Walnut Creek, CA
  • 02/2024 → 02/2026
    Gallagher
    Walnut Creek, CA
  • 03/2026 → Present
    Foronjy Financial Llc
    Santa Barbara, CA
  • 07/2026 → Present
    Foronjy Financial Llc
    Santa Barbara, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-09
S63 Uniform Securities Agent State Law Examination 2018-10-08
  • S65 Uniform Investment Adviser Law Examination
    2026-07-09
  • S63 Uniform Securities Agent State Law Examination
    2018-10-08

View on SEC IAPD

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SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
KINGSWOOD WEALTH ADVISORS, LLC
MORGAN STANLEY
LPL FINANCIAL LLC
PLANMEMBER SECURITIES CORPORATION

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Eric Scott Wasmuth
CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

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