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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-31
  • TX RA
    APPROVED
    Since 2026-07-31

Branch Locations

2245 Texas Dr Ste 170, Sugar Land, TX 77479 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Noble Group Sugarland TX 04/2015 Present
Raymond James Financial Services, Inc. Sugarland TX 04/2015 09/2024
Lpl Financial Sugar Land TX 10/2024 Present
  • 04/2015 → Present
    The Noble Group
    Sugarland, TX
  • 04/2015 → 09/2024
    Raymond James Financial Services, Inc.
    Sugarland, TX
  • 10/2024 → Present
    Lpl Financial
    Sugar Land, TX
Other Businesses

1 - 12/2024 - The Noble Group - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-29
  • S66 Uniform Combined State Law Examination
    2026-06-29
Other Names
  • Elva Salas

View on SEC IAPD

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