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Michael Connor Roedl

Wells Fargo Investment Institute, Inc.

Minneapolis, MN

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Current Employers
Wells Fargo Investment Institute, Inc.

550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-07-11
  • MN RA
    APPROVED
    Since 2026-07-11

Branch Locations

550 S 4Th St, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Investment Institute, Inc Minneapolis MN 05/2026 Present
Piper Jaffray & Co. Minneapolis MN 06/2014 05/2020
Rbc Capital Markets, Llc Minneapolis MN 05/2020 05/2026
  • 05/2026 → Present
    Wells Fargo Investment Institute, Inc
    Minneapolis, MN
  • 06/2014 → 05/2020
    Piper Jaffray & Co.
    Minneapolis, MN
  • 05/2020 → 05/2026
    Rbc Capital Markets, Llc
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-10
S63 Uniform Securities Agent State Law Examination 2015-10-28
  • S65 Uniform Investment Adviser Law Examination
    2026-07-10
  • S63 Uniform Securities Agent State Law Examination
    2015-10-28

View on SEC IAPD

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