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Susan Laura Winter

J.P. Morgan Securities LLC

Denver, CO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-15
TX RA APPROVED 2026-07-15
  • CO RA
    APPROVED
    Since 2026-07-15
  • TX RA
    APPROVED
    Since 2026-07-15

Branch Locations

1455 16Th St Ste 407, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Denver CO 06/2026 Present
J.P. Morgan Securities Llc Denver CO 06/2026 Present
Unemployed Boulder CO 04/2026 05/2026
Jpmorgan Chase Bank, N.A. Denver CO 04/2023 03/2026
First Citizens Banc Shares, Inc Palo Alto CA 03/2023 04/2023
Svb Financial Group Palo Alto CA 08/2010 03/2023
  • 06/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Denver, CO
  • 06/2026 → Present
    J.P. Morgan Securities Llc
    Denver, CO
  • 04/2026 → 05/2026
    Unemployed
    Boulder, CO
  • 04/2023 → 03/2026
    Jpmorgan Chase Bank, N.A.
    Denver, CO
  • 03/2023 → 04/2023
    First Citizens Banc Shares, Inc
    Palo Alto, CA
  • 08/2010 → 03/2023
    Svb Financial Group
    Palo Alto, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-15
S63 Uniform Securities Agent State Law Examination 2023-06-01
  • S65 Uniform Investment Adviser Law Examination
    2026-07-15
  • S63 Uniform Securities Agent State Law Examination
    2023-06-01
Other Names
  • Susan Winter
  • Susan Laura Winter
  • Susan L Winter

View on SEC IAPD

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