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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2019-06-24 |
Branch Locations
11333 Mccormick Rd, Hunt Valley, MD 21031 • United States
9000 Southside Blvd Global Human Resources- The Academy, Jacksonville, FL 32256 • United States
Sparks, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Sparks | MD | 08/2016 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley | MD | 09/2016 | Present |
I*105138 For profit or not for profit: For-Profit Organization Name of outside business organization: Maryland Jockey Club Investment related: N Address of business: Baltimore, Maryland 21215 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 5/17/2017 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 12 Duties: I would work in the Horsemen's relation office to coordinate ticket requests and help them prepare for the Preakness Stakes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-20 |
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