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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-07
  • CA RA
    APPROVED
    Since 2026-08-07

Branch Locations

27201 Puerta Real, Suite 300, Mission Viejo, CA 92691 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Casa Italia Inc. Huntington Beach CA 03/2023 08/2026
Pledge Star Lake Forest CA 07/2024 10/2024
Chipotle Irvine CA 07/2022 02/2023
Rubios Coastal Grill Tustin CA 06/2021 07/2022
Full-Time Education Irvine CA 08/2016 05/2023
Full-Time Education Irvine CA 08/2023 05/2025
Full-Time Education Long Beach CA 08/2025 08/2026
Lpl Financial Llc Mission Viejo CA 08/2026 Present
  • 03/2023 → 08/2026
    Casa Italia Inc.
    Huntington Beach, CA
  • 07/2024 → 10/2024
    Pledge Star
    Lake Forest, CA
  • 07/2022 → 02/2023
    Chipotle
    Irvine, CA
  • 06/2021 → 07/2022
    Rubios Coastal Grill
    Tustin, CA
  • 08/2016 → 05/2023
    Full-Time Education
    Irvine, CA
  • 08/2023 → 05/2025
    Full-Time Education
    Irvine, CA
  • 08/2025 → 08/2026
    Full-Time Education
    Long Beach, CA
  • 08/2026 → Present
    Mission Viejo, CA
Other Businesses

1. 08/2026 – Casa Italia Inc. – For-Profit Board Member – Not Inv Related – 20 Hour(s)/Month – 0 Hour(s) During Trading – Huntington Beach CA 92646 – OBA Start Date: 03/01/2023 2. 08/2026– Isaiah Morse – Business Owner – Not Inv Related – 10 Hour(s)/Month – 0 Hour(s) During Trading – Irvine CA 92602 – OBA Start Date: 03/01/2023 3. 08/2026 – TGL Wealth Management – DBA for LPL Business (entity for LPL business) – Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported Business Location (s) – OBA Start Date: 8/6/2026 4. 08/2026 – Priority Wealth Partners – DBA for LPL Business (entity for LPL business) – Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported Business Location (s) – OBA Start Date: 8/6/2026 5.08/2026 – Gladstone Wealth Partners – DBA for LPL Business (entity for LPL business) – Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported Business Location (s) – OBA Start Date: 8/6/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-02
S63 Uniform Securities Agent State Law Examination 2026-06-15
  • S65 Uniform Investment Adviser Law Examination
    2026-07-02
  • S63 Uniform Securities Agent State Law Examination
    2026-06-15

View on SEC IAPD

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