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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-14
  • IL RA
    APPROVED
    Since 2026-08-14

Branch Locations

3400 Wabash Ave, Springfield, IL 62711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of Springfield Springfield IL 08/2025 Present
Bank Of Springfield Springfield IL 12/2024 08/2025
The Oaks Golf Course Springfield IL 08/2024 12/2025
Lincoln Park District Lincoln IL 04/2024 08/2024
Farm & Home Supply Lincoln IL 05/2023 05/2024
The University Of Illinois Springfield Springfield IL 08/2024 08/2025
Lincoln Community High School Lincoln IL 08/2020 08/2024
Lincoln Junior High School Lincoln IL 08/2017 08/2020
Washington Monroe Elementary School Lincoln IL 08/2011 08/2017
Lpl Financial Llc Springfield IL 07/2026 Present
  • 08/2025 → Present
    Bank Of Springfield
    Springfield, IL
  • 12/2024 → 08/2025
    Bank Of Springfield
    Springfield, IL
  • 08/2024 → 12/2025
    The Oaks Golf Course
    Springfield, IL
  • 04/2024 → 08/2024
    Lincoln Park District
    Lincoln, IL
  • 05/2023 → 05/2024
    Farm & Home Supply
    Lincoln, IL
  • 08/2024 → 08/2025
    The University Of Illinois Springfield
    Springfield, IL
  • 08/2020 → 08/2024
    Lincoln Community High School
    Lincoln, IL
  • 08/2017 → 08/2020
    Lincoln Junior High School
    Lincoln, IL
  • 08/2011 → 08/2017
    Washington Monroe Elementary School
    Lincoln, IL
  • 07/2026 → Present
    Springfield, IL
Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BoS Wealth & Planning - INV REL - At Reported Business Location(s) - Start Date: 08/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-06
  • S66 Uniform Combined State Law Examination
    2026-03-06
Other Names
  • Joseph Shaffer
  • Joe Shaffer

View on SEC IAPD

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