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Kristopher Maxwell

Mml Investors Services, LLC

Scottsdale, AZ

Gilbert, AZ

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-06
AZ RA APPROVED 2026-08-03
  • TX RA
    APPROVED
    Since 2026-08-06
  • AZ RA
    APPROVED
    Since 2026-08-03

Branch Locations

6263 N Scottsdale Rd Suite 140, Scottsdale, AZ 85250 • United States

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Scottsdale AZ 07/2026 Present
Massmutual Life Insurance Company Scottsdale AZ 07/2026 Present
Td Asset Management Vancouver 10/2012 07/2026
  • 07/2026 → Present
    Mml Investors Services Llc
    Scottsdale, AZ
  • 07/2026 → Present
    Massmutual Life Insurance Company
    Scottsdale, AZ
  • 10/2012 → 07/2026
    Td Asset Management
    Vancouver
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-05-15
  • S63 Uniform Securities Agent State Law Examination
    2026-05-15
Designations
Other Names
  • Kristopher Maxwell
  • Kris Maxwell
  • Kristopher James Maxwell

View on SEC IAPD

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MERCER GLOBAL ADVISORS INC.
LPL FINANCIAL LLC
IRONWOOD WEALTH ADVISORS, LLC
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR
CETERA INVESTMENT ADVISERS LLC
FAITH INVESTOR SERVICES
MERIDIAN WEALTH MANAGEMENT, LLC

Other Investors

GARY TODD STRINGER
SHAUN ELIZABETH BRACKEN
KENNETH ROY BLACKBURN
MARC ALAN NORMANN
Susanne T Gibo
PAUL JOSEPH SEIDMAN
JARON DAVID CARMICHAEL
HUSSEIN ELGOHARY

Other Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
MERIDIAN WEALTH MANAGEMENT, LLC · Scottsdale, AZ

More in Scottsdale, AZ

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