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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-08-27 |
| TX | RA | APPROVED | 2025-08-27 |
Branch Locations
16090 Swingley Ridge Road, Chesterfield, MO 63017 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-05-26 |
| TX | RA | APPROVED | 2023-05-26 |
Branch Locations
16090 Swingley Ridge Road, Chesterfield, MO 63017 • United States
300 Crescent Court Suite 1450, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chesterfield | MO | 10/2016 | 05/2023 |
| Unemployed | Washington | MO | 06/2016 | 10/2016 |
| Bank Of America, N.A. | Chesterfield | MO | 02/2017 | 05/2023 |
| Rockefeller Financial Llc | Chesterfield | MO | 05/2023 | Present |
| Rockefeller Capital Management | Chesterfield | MO | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-08 |
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