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Holden Jarod Whaley

Charles Schwab & Co., Inc.

West Hartford, CT

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-07-21
  • CT RA
    APPROVED
    Since 2026-07-21

Branch Locations

11 South Main Street, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Madison CT 04/2016 07/2020
Big Y Foods Guilford CT 07/2020 08/2024
First Financial Advisory Services Westerly RI 06/2024 08/2024
Unemployed Madison CT 09/2024 11/2025
Ascend Bank Wallingford CT 11/2025 04/2026
Charles Schwab & Co., Inc. West Hartford CT 04/2026 Present
  • 04/2016 → 07/2020
    Unemployed
    Madison, CT
  • 07/2020 → 08/2024
    Big Y Foods
    Guilford, CT
  • 06/2024 → 08/2024
    First Financial Advisory Services
    Westerly, RI
  • 09/2024 → 11/2025
    Unemployed
    Madison, CT
  • 11/2025 → 04/2026
    Ascend Bank
    Wallingford, CT
  • 04/2026 → Present
    Charles Schwab & Co., Inc.
    West Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-21
  • S66 Uniform Combined State Law Examination
    2026-07-21

View on SEC IAPD

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Other Offices

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
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JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT
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CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
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