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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-08-03
  • MN RA
    APPROVED
    Since 2026-08-03

Branch Locations

80 S 8Th St, Minneapolis, MN 55402 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Minneapolis MN 01/2026 Present
South St. Paul Public Schools South St. Paul MN 08/2015 01/2026
Other Businesses

Name of the other businessM.M.R.AWhether the business is investment-relatedYesAddress of the other businessWoodbury, MN Nature of the other businessMy spouse's IRA AccountYour positionPOATitle, or relationship with the other businessSpouseStart date of your relationship12/11/2024Approximate number of hours/month you devote to the other business0Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessFull Merrill POA I*3489272, Entity Type, Name of OBA: MLPF& S CUST FPO M D C M RRA FBO M D C M Address: Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 12/11/2024 No Hours: 0 No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-03
  • S66 Uniform Combined State Law Examination
    2026-08-03
Other Names
  • Connor A Murphy

View on SEC IAPD

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