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Susan Francis

First Command Advisory Services

Fayetteville, NC

Fort Worth, TX

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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-21
  • NC RA
    APPROVED
    Since 2026-07-21

Branch Locations

2153 Valleygate Drive Suite 201, Fayetteville, NC 28304 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc. Fort Worth TX 12/2025 07/2026
United States Army Fort Bragg NC 01/2007 06/2026
First Command Brokerage Services, Inc Fort Worth TX 07/2026 Present
First Command Advisory Services, Inc Fort Worth TX 07/2026 Present
  • 12/2025 → 07/2026
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 01/2007 → 06/2026
    United States Army
    Fort Bragg, NC
  • 07/2026 → Present
    First Command Brokerage Services, Inc
    Fort Worth, TX
  • 07/2026 → Present
    First Command Advisory Services, Inc
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-01
S63 Uniform Securities Agent State Law Examination 2026-05-27
  • S65 Uniform Investment Adviser Law Examination
    2026-07-01
  • S63 Uniform Securities Agent State Law Examination
    2026-05-27
Other Names
  • Susan Fay

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · FAYETTEVILLE, NC
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LPL FINANCIAL LLC · FAYETTEVILLE, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FAYETTEVILLE, NC
CREDIT UNION INVESTMENT SERVICES · Fayettteville, NC
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EDWARD JONES · FAYETTEVILLE, NC

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