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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-09 |
| NC | RA | APPROVED | 2008-01-01 |
Branch Locations
4140 Ferncreek Dr Ste 105 Buckhead Plaza, Fayetteville, NC 28314 • United States
100 Turnberry Way, Pinehurst, NC 28374 • United States
Lillington, NC • United States
Linden, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fayetteville | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fayetteville | NC | 11/2016 | Present |
EXECUTOR OF THE ESTATE OF FATHER; INV RELATED; LINDEN, NC; START 4/2003. RENTAL PROPERTY; INV RELATED; AUSTIN, TX; 100% OWNERSHIP; START 1/1/1979, 0 HRS MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-13 |
| S65 | Uniform Investment Adviser Law Examination | 1993-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-19 |
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