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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-02-15
TX RA APPROVED_RES 2021-06-05
NC RA APPROVED 2018-08-09
  • MI RA
    APPROVED
    Since 2023-02-15
  • TX RA
    APPROVED_RES
    Since 2021-06-05
  • NC RA
    APPROVED
    Since 2018-08-09

Branch Locations

100 Turnberry Way, Pinehurst, NC 28374 • United States

4140 Ferncreek Dr Ste 105 Buckhead Plaza, Fayetteville, NC 28314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2016 08/2018
Branch Banking And Trust Company Wilson NC 05/2014 10/2016
Wells Fargo Clearing Services, Llc Wilmington NC 08/2018 Present
Previous Registrations
  • 2017-04-07 → 2018-08-11
    Eastover, NC
    Eastover, NC
    St Louis, MO
    Fayetteville, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-07
  • S66 Uniform Combined State Law Examination
    2017-02-07

View on SEC IAPD

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