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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-02-15 |
| TX | RA | APPROVED_RES | 2021-06-05 |
| NC | RA | APPROVED | 2018-08-09 |
Branch Locations
100 Turnberry Way, Pinehurst, NC 28374 • United States
4140 Ferncreek Dr Ste 105 Buckhead Plaza, Fayetteville, NC 28314 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 10/2016 | 08/2018 |
| Branch Banking And Trust Company | Wilson | NC | 05/2014 | 10/2016 |
| Wells Fargo Clearing Services, Llc | Wilmington | NC | 08/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-07 |
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