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Jane Williamson Smith

Wells Fargo Clearing Services, LLC

Fayetteville, NC

Pinehurst, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-10
NC RA APPROVED 2010-11-29
  • TX RA
    APPROVED_RES
    Since 2018-04-10
  • NC RA
    APPROVED
    Since 2010-11-29

Branch Locations

4140 Ferncreek Dr Ste 105 Buckhead Plaza, Fayetteville, NC 28314 • United States

100 Turnberry Way, Pinehurst, NC 28374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fayetteville NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Fayetteville NC 11/2016 Present
Other Businesses

CHARTER OAK PRODUCTION CO LLC; NOT INVESTMENT RELATED; OKLAHOMA CITY, OK; MINERAL RIGHTS / ROYALTIES; 0 HRS PER MONTH; NO DUTIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-28
S63 Uniform Securities Agent State Law Examination 1985-11-12
  • S65 Uniform Investment Adviser Law Examination
    1996-05-28
  • S63 Uniform Securities Agent State Law Examination
    1985-11-12
Other Names
  • Jane Elise Williamson
  • Jane Elise Wiersma

View on SEC IAPD

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Other Investors

SCOTT JOHN AZZARELLI
EDWIN JACKSON WAREN
DAVID ANTHONY SHELDON
CHRISTIAN J FRANCO
FRANK L RAMEY
TERESA MCFADDEN ELLIOTT
JORDAN LEWIS ETHINGTON
Michael Scott

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · FAYETTEVILLE, NC
D.A. DAVIDSON & CO. · FAYETTEVILLE, NC
LPL FINANCIAL LLC · FAYETTEVILLE, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FAYETTEVILLE, NC
CREDIT UNION INVESTMENT SERVICES · Fayettteville, NC
CREDIT UNION INVESTMENT SERVICES · Fayetteville, NC
EDWARD JONES · FAYETTEVILLE, NC
LPL FINANCIAL LLC · FAYETTEVILLE, NC

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