Edwin Jackson Waren

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-09-19
NC	RA	APPROVED	2008-01-01

TX RA
APPROVED_RES

Since 2013-09-19
NC RA
APPROVED

Since 2008-01-01

Branch Locations

4140 Ferncreek Dr Ste 105 Buckhead Plaza, Fayetteville, NC 28314 • United States

100 Turnberry Way, Pinehurst, NC 28374 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Fayetteville	NC	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Fayetteville	NC	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Fayetteville, NC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Fayetteville, NC

Previous Registrations

2008-01-02 → 2008-01-01

A. G. Edwards & Sons, Inc.

St. Louis, MO

Fayetteville, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-28

S66 Uniform Combined State Law Examination

2007-12-28

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

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