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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-08-20
OK RA APPROVED 2026-08-13
TX RA APPROVED 2026-08-13
IL RA APPROVED 2026-08-12
  • DC RA
    APPROVED
    Since 2026-08-20
  • OK RA
    APPROVED
    Since 2026-08-13
  • TX RA
    APPROVED
    Since 2026-08-13
  • IL RA
    APPROVED
    Since 2026-08-12

Branch Locations

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Lansing, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Minneapolis MN 05/2026 Present
Thrivent Financial Appleton WI 05/2026 Present
Northern Trust Chicago IL 01/2017 08/2020
Northern Trust Chicago IL 08/2020 01/2022
Guggenheim Investments Chicago IL 01/2022 06/2022
Northern Trust Asset Management Chicago IL 06/2022 04/2025
Unemployed Crown Point IN 05/2025 11/2025
Lpl Enterprise Llc Chicago IL 12/2025 Present
Unemployed Lansing IL 12/2015 01/2017
  • 05/2026 → Present
    Minneapolis, MN
  • 05/2026 → Present
    Thrivent Financial
    Appleton , WI
  • 01/2017 → 08/2020
    Northern Trust
    Chicago, IL
  • 08/2020 → 01/2022
    Northern Trust
    Chicago, IL
  • 01/2022 → 06/2022
    Guggenheim Investments
    Chicago, IL
  • 06/2022 → 04/2025
    Northern Trust Asset Management
    Chicago, IL
  • 05/2025 → 11/2025
    Unemployed
    Crown Point, IN
  • 12/2025 → Present
    Lpl Enterprise Llc
    Chicago, IL
  • 12/2015 → 01/2017
    Unemployed
    Lansing, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-21
  • S66 Uniform Combined State Law Examination
    2026-07-21
Other Names
  • Shanice Howard
  • Shanice G Howard

View on SEC IAPD

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