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Current Employers
Focus Financial

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-07-22
  • WI RA
    APPROVED
    Since 2026-07-22

Branch Locations

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Wausau, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Halvico Technologies Llc Wausau WI 04/2001 Present
Focus Financial Network Inc Wausau WI 10/2025 07/2026
Osaic Wealth Inc. Wausau WI 10/2025 01/2026
Wausau Supply Company Schofield WI 05/2025 09/2025
Osaic Wealth, Inc. Wausau WI 01/2026 Present
Focus Financial Network Inc Wausau WI 07/2026 Present
  • 04/2001 → Present
    Halvico Technologies Llc
    Wausau, WI
  • 10/2025 → 07/2026
    Focus Financial Network Inc
    Wausau, WI
  • 10/2025 → 01/2026
    Osaic Wealth Inc.
    Wausau, WI
  • 05/2025 → 09/2025
    Wausau Supply Company
    Schofield, WI
  • 01/2026 → Present
    Osaic Wealth, Inc.
    Wausau, WI
  • 07/2026 → Present
    Focus Financial Network Inc
    Wausau, WI
Other Businesses

(1.) Halvico Technologies;Not Investment related; 150543 Kildeer LN Wausau, WI 54401; LLC; Owner;Technology Consultant;04/2001;80;80;Data Integration Consultant Building Inventory System; (2.) Focus Financial, 10/2025; RIA - Registered Assistant; Investment Related; processing paperwork, opening accounts, scheduling appointments; Approx 160 hours per month 160; Approx 130 hours per month during trading hours (3.) Osaic Wealth, Inc., 01/2026; Broker Dealer Firm - Registered Assistant; Investment Related; processing paperwork, opening accounts, scheduling appointments; Approx 160 hours per month 160; Approx 130 hours per month during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-09
  • S66 Uniform Combined State Law Examination
    2026-07-09

View on SEC IAPD

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