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Horace Anthony Ruckel

H. Anthony Ruckel

Denver, CO

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Current Employers
H. Anthony Ruckel

6000 E. Evans Ave. Suite 2-225, Denver, CO 80222-5439 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APP_PEND_IARCE 2026-01-01
  • CO RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

6000 E. Evans Ave. Suite 2-225, Denver, CO 80222-5439 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H. Anthony Ruckel Denver CO 03/1969 Present
H. Anthony Ruckel Denver CO 11/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-18
  • S65 Uniform Investment Adviser Law Examination
    2017-07-18

View on SEC IAPD

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