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2691 State Route 9, Malta, NY 12020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs | Cohoes | NY | 06/2022 | 06/2026 |
| Chubb Insurance | Albany | NY | 07/2021 | 06/2022 |
| Penn Mutual | New York | NY | 02/2021 | 06/2021 |
| Northwestern Mutual | Latham | NY | 03/2020 | 01/2021 |
| Otesaga Hotel | Cooperstown | NY | 06/2019 | 08/2019 |
| Regal Cinemas | East Greenbush | NY | 04/2017 | 06/2019 |
| Student | Albany | NY | 01/2012 | 05/2020 |
| Retirement Planning Group, Llc | Malta | NY | 06/2026 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 07/2026 | Present |
1) Retirement Planning Group. Investment-related. At registered location. RIA. Financial Advisor. Start date:07/2026. 160 hrs/month; all during trading hours. Provide advice to clients. 2) Fixed Insurance. Investment-related. At registered location. Fixed / Traditional Insurance. Agent. Start date: 07/2026. 4 hrs/month all during trading hours. Sales of fixed / traditional insurance products. 3) PKSF. Investment-related. At registered location. Fixed Insurance / Annuity. Agent. Start date: 07/2026. 0 hrs/ month all during trading hours. Provide insurance advice to based on the needs of client(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-30 |
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