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Dennis A Vallejo

LPl Financial LLC

Lafayette, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-08-18
  • LA RA
    APPROVED
    Since 2026-08-18

Branch Locations

1525 Camellia Blvd, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Insurance Advisors Llc Lafayette LA 08/2016 Present
Lpl Financial Lafayette LA 10/2024 Present
  • 08/2016 → Present
    Insurance Advisors Llc
    Lafayette, LA
  • 10/2024 → Present
    Lpl Financial
    Lafayette, LA
Other Businesses

1- 10/2024 - Insurance Advisors, LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/19/2024 - 160 Hours Per Month/ 40 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-14
  • S65 Uniform Investment Adviser Law Examination
    2026-08-14

View on SEC IAPD

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