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John Maxwell Pauly

Thornburg Investment Management Inc

Santa Fe, NM

Columbus, OH

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Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2026-08-17
OH RA APPROVED 2026-08-14
  • NM RA
    APPROVED
    Since 2026-08-17
  • OH RA
    APPROVED
    Since 2026-08-14

Branch Locations

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Columbus, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diamond Hill Capital Management Inc Columbus OH 08/2018 04/2026
Foreside Financial Services, Llc Columbus OH 08/2018 04/2026
John D. Dovich & Associates Cincinnati OH 12/2017 08/2018
Fourth Street Performance Partners Covington KY 01/2015 12/2017
Fef Distributors, Llc New York NY 04/2026 04/2026
First Eagle Investment Management, Llc New York NY 04/2026 04/2026
Thornburg Investment Management, Inc. Santa Fe NM 06/2026 Present
  • 08/2018 → 04/2026
    Diamond Hill Capital Management Inc
    Columbus, OH
  • 08/2018 → 04/2026
    Foreside Financial Services, Llc
    Columbus, OH
  • 12/2017 → 08/2018
    John D. Dovich & Associates
    Cincinnati, OH
  • 01/2015 → 12/2017
    Fourth Street Performance Partners
    Covington, KY
  • 04/2026 → 04/2026
    Fef Distributors, Llc
    New York, NY
  • 04/2026 → 04/2026
    First Eagle Investment Management, Llc
    New York, NY
  • 06/2026 → Present
    Thornburg Investment Management, Inc.
    Santa Fe, NM
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-10-01
  • S63 Uniform Securities Agent State Law Examination
    2018-10-01
Designations
Other Names
  • Max Pauly
  • John M Pauly
  • John Maxwell Pauly
  • John Pauly

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
G. ALLEN FINANCIAL INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
EP WEALTH ADVISORS
EDWARD JONES
UBS FINANCIAL SERVICES INC.
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK
BRUCE HOWARD GALPERT
JESSICA LEIGH MARLOWE
QUENTIN JOHN HEFFRON
JOHN BARRY GERST
JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM
EP WEALTH ADVISORS · Santa Fe, NM
EDWARD JONES · SANTA FE, NM
UBS FINANCIAL SERVICES INC. · SANTA FE, NM
RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

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