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Current Employers
Northland Securities, Inc.

150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-08-03
  • MN RA
    APPROVED
    Since 2026-08-03

Branch Locations

150 South Fifth Street Suite 3300, Minneapolis, MN 55402 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc St. Louis Park MN 09/2015 11/2025
Raymond James Financial Services Advisors Inc. Lake Elmo MN 09/2015 11/2025
Bremer Bank St. Louis Park MN 09/2015 11/2025
Northland Securities, Inc. Minneapolis MN 08/2026 Present
Unemployed Prior Lake MN 11/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-14
S63 Uniform Securities Agent State Law Examination 1996-10-04
  • S65 Uniform Investment Adviser Law Examination
    2001-02-14
  • S63 Uniform Securities Agent State Law Examination
    1996-10-04

View on SEC IAPD

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