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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-11-12 |
Branch Locations
5613 Dtc Parkway Suite 600, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | Englewood | CO | 10/1995 | 01/2025 |
| Osaic Wealth, Inc. | Denver | CO | 01/2025 | 11/2025 |
| Equitable Advisors, Llc | New York | NY | 11/2025 | Present |
1. EXECUTOR OF PARENTS' ESTATE - HAROLD L GUARD TRUST; START 1/5/2023. 2. JEFFERSON GUARDFISH; 3967 S JASMINE ST, DENVER, CO 80237; MUSICIAN/DRUMMER; START 1/1/2018; APPROX 10 HOURS/MONTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-02-20 |
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