Michael Shon Hickey

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01
TX	RA	APPROVED_RES	2011-04-13

CA RA
APP_PEND_IARCE

Since 2026-01-01
TX RA
APPROVED_RES

Since 2011-04-13

Branch Locations

27201 Puerta Real Ste 220, Mission Viejo, CA 92691 • United States

Laguna Niguel, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Mission Viejo	CA	03/2011	11/2016
Wells Fargo Clearing Services, Llc	Mission Viejo	CA	11/2016	Present

03/2011 → 11/2016

Wells Fargo Advisors Llc

Mission Viejo, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Mission Viejo, CA

Previous Registrations

2009-06-01 → 2011-04-21

Morgan Stanley

Laguna Niguel, CA
1997-07-08 → 2009-06-01

Citigroup Global Markets Inc.

Laguna Niguel, CA

Laguna Niguel, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-05-03
S63	Uniform Securities Agent State Law Examination	1981-02-05

S65 Uniform Investment Adviser Law Examination

1994-05-03
S63 Uniform Securities Agent State Law Examination

1981-02-05

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews