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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-10-15 |
Branch Locations
1216 State Street Suite 500, Santa Barbara, CA 93101 • United States
Santa Barbara, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Santa Barbara | CA | 11/2013 | 09/2017 |
| D.A. Davidson & Co. | Santa Barbara | CA | 10/2017 | 10/2018 |
| Raymond James & Associates, Inc. | Santa Barbara | CA | 10/2018 | Present |
1. HEALTHPRIZE TECHNOLOGIES LLC; INVESTMENT-RELATED; 20 MARSHALL ST #220, NORWALK, CT; INTERNET DRUG COMPLIANCE; INVESTOR; STARTING 06/16/2016; NO TIME DEVOTED TO THIS ACTIVITY; NONE. 2. The Scholarship Foundation of Santa Barbara Address: Santa Barbara, CA Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Director Investment Related:Yes Start Date: 12/04/2020 Hours per month devoted to this business: 8 Hours per month devoted to this business during trading hours: 2 Description of duties: I serve on the Student Programs and Finance committees.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-10-01 |
| S65 | Uniform Investment Adviser Law Examination | 1992-08-18 |
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