Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1990-09-04 |
Branch Locations
77 Sugar Creek Center Blvd Ste 100, Sugar Land, TX 77478 • United States
The Woodlands, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Houston | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2016 | Present |
THE CYNTHIA WOODS MITCHELL PAVILION ENDOWMENT, INV RELATED, THE WOODLANDS, TX, MEMBER OF THE BOARD OF DIRECTORS, START 6/1/2022, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, DISCUSSING IMPACT OF CAPITAL MARKETS, MONITORING FOR ADHERENCE TO THE INVESTMENT POLICY STATEMENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 1980-11-11 |
Reach out to this advisor