Stephen Fredericks Sutherland

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2016-04-20
OH	RA	APPROVED	2009-03-02

MT RA
APPROVED

Since 2016-04-20
OH RA
APPROVED

Since 2009-03-02

Branch Locations

7335 Crossleigh Ct Ste 100, Toledo, OH 43617 • United States

Stevensville, MT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Toledo	OH	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Toledo	OH	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Toledo, OH
11/2016 → Present

Wells Fargo Clearing Services, Llc

Toledo, OH

Previous Registrations

2007-04-02 → 2009-03-02

Morgan Stanley & Co. Llc

Toledo, OH
2001-03-14 → 2007-04-02

Morgan Stanley Dw Inc.

Toledo, OH

Toledo, OH

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-10-22

S63 Uniform Securities Agent State Law Examination

1990-10-22

Other Names

Stephen F Sutherland
Steve Sutherland

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews