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Douglas John Fischer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Iselin, NJ

Oakland, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-05
NJ RA APPROVED 2026-08-03
  • TX RA
    APPROVED
    Since 2026-08-05
  • NJ RA
    APPROVED
    Since 2026-08-03

Branch Locations

194 Wood Ave S, Iselin, NJ 08830 • United States

15 Yawpo Ave, Oakland, NJ 07436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 09/2025 06/2026
Us Bank Hackensack NJ 01/2023 09/2025
Rutgers University New Brunswick NJ 09/2018 12/2022
Morris Knolls Denville NJ 09/2014 06/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oakland NJ 06/2026 Present
Us Bank Hackensack NJ 06/2022 08/2022
Bank Of America, N.A. Oakland NJ 08/2026 Present
  • 09/2025 → 06/2026
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 01/2023 → 09/2025
    Us Bank
    Hackensack, NJ
  • 09/2018 → 12/2022
    Rutgers University
    New Brunswick, NJ
  • 09/2014 → 06/2018
    Morris Knolls
    Denville, NJ
  • 06/2026 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Oakland, NJ
  • 06/2022 → 08/2022
    Us Bank
    Hackensack, NJ
  • 08/2026 → Present
    Bank Of America, N.A.
    Oakland, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-23
  • S66 Uniform Combined State Law Examination
    2026-01-23
Other Names
  • Doug Fischer

View on SEC IAPD

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Other Offices

OSAIC ADVISORY SERVICES, LLC · Parsippany, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARSIPPANY, NJ
OSAIC WEALTH, INC. · PARSIPPANY, NJ
LINCOLN INVESTMENT · Parsippany, NJ
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PARSIPPANY, NJ
VETERI PLACE CORPORATION · PARSIPPANY, NJ
LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT · PARSIPPANY, NJ
CETERA INVESTMENT ADVISERS LLC · PARSIPPANY, NJ

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