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Thomas Andrew Braun

Wells Fargo Clearing Services, LLC

Winston Salem, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-18
  • NC RA
    APPROVED
    Since 2026-08-18

Branch Locations

418 S Stratford Rd, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2024 06/2026
Unemployed Winston Salem NC 09/2023 09/2024
Truist Kernersville NC 08/2022 09/2023
Unemployed Winston Salem NC 05/2022 07/2022
First Citizens Bank Winston Salem NC 02/2022 04/2022
Truist Winston Salem NC 09/2021 01/2022
Burlyman Industries Llc Winston Salem NC 09/2020 08/2021
Bb&T Winston Salem NC 10/2007 09/2020
Wells Fargo Clearing Services, Llc Winston Salem NC 07/2026 Present
Wells Fargo Bank, Na Winston Salem NC 07/2026 Present
  • 09/2024 → 06/2026
    Edward Jones
    St Louis, MO
  • 09/2023 → 09/2024
    Unemployed
    Winston Salem, NC
  • 08/2022 → 09/2023
    Truist
    Kernersville, NC
  • 05/2022 → 07/2022
    Unemployed
    Winston Salem, NC
  • 02/2022 → 04/2022
    First Citizens Bank
    Winston Salem, NC
  • 09/2021 → 01/2022
    Truist
    Winston Salem, NC
  • 09/2020 → 08/2021
    Burlyman Industries Llc
    Winston Salem, NC
  • 10/2007 → 09/2020
    Bb&T
    Winston Salem, NC
  • 07/2026 → Present
    Wells Fargo Clearing Services, Llc
    Winston Salem, NC
  • 07/2026 → Present
    Wells Fargo Bank, Na
    Winston Salem, NC
Previous Registrations
  • 2024-12-03 → 2026-07-08
    Edward Jones
    Winston Salem, NC
    Winston-Salem, NC
    St Louis, MO
Other Businesses

Rental Property Hagerstown, MD Start date: 6/23/2014 Owner Hours per week: 0 Hours during trading: 0 rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-23
  • S66 Uniform Combined State Law Examination
    2024-11-23
Other Names
  • Tom Braun
  • Tommy Braun
  • Thomas A Braun

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WINSTON SALEM, NC
LPL FINANCIAL LLC · WINSTON SALEM, NC
EDWARD JONES · WINSTON SALEM, NC
EDWARD JONES · WINSTON-SALEM, NC
AMERIPRISE FINANCIAL SERVICES, LLC · WINSTON-SALEM, NC
TIMONIER · WINSTON SALEM, NC
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