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476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-12-16 |
Branch Locations
50 Main Street, Suite 1000, #1013, White Plains, NY 10606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Time Incorporated | New York | NY | 07/1987 | 09/2016 |
| Amazon.cOm | New York | NY | 11/2016 | 06/2017 |
| Everyday Health Group | New York | NY | 07/2017 | 05/2024 |
| Unemployed | New York | NY | 05/2024 | 09/2024 |
| Vicus Capital, Inc.-Crd 116021 | State College | PA | 09/2024 | Present |
| Defrate & Paavola Llc | Scarsdale | NY | 09/2024 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2024 | Present |
| Defrate & Paavola Llc Dba /Alta Wealth Partners | White Plains | NY | 01/2025 | Present |
1. NAME OF OTHER BUSINESS: VICUS CAPITAL, INC.- CRD 116021; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 02/2025, APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING: 2. NAME OF OTHER BUSINESS DEFRATE & PAAVOLA LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: DEFRATE & PAAVOLA LLC DBA /ALTA WEALTH PARTNERS , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-16 |
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