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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
2701 University Ave Se, Minneapolis, MN 55414 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2016 | 08/2017 |
| Northwestern Mutual Investment Services Llc | Edina | MN | 05/2017 | 08/2017 |
| Sagepoint Financial | Phoenix | AZ | 09/2017 | 01/2019 |
| Minnesota Life Insurance Company | St Paul | MN | 08/2019 | 08/2023 |
| Securian Financial Services Inc. | St Paul | MN | 08/2019 | 08/2023 |
| North Star Resource Group | Minneapolis | MN | 08/2019 | Present |
| Cri Securities Llc | St Paul | MN | 08/2019 | 10/2021 |
| Five Star Financial Resources | Forest Lake | MN | 09/2017 | 03/2018 |
| Unemployed | Fridley | MN | 04/2019 | 07/2019 |
| Osseo Area Schools | Maple Grove | MN | 11/2021 | Present |
| Cetera Wealth Services, Llc | Minneapolis | MN | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE - FIXED INSURANCE AND EMPLOYEE BENEFITS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/26/2019 ADDRESS: 2701 University Avenue SE, Minneapolis MN 55414, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options (with the exception of annuities) outside of the carriers that have selling arrangement with Securian Financial or MN Life Insurance Co. *Individual Registered reps with P&C licenses fill out a separate OBA disclosure specific to that activity 2) OSSEO AREA SCHOOLS POSITION: Asst. Coach NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 15 START DATE: 11/15/2021 ADDRESS: 11200 93rd Ave N, Maple Grove MN 55369, United States DESCRIPTION: Coach of hockey team 3) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-05 |
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