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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

2701 University Ave Se, Minneapolis, MN 55414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2016 08/2017
Northwestern Mutual Investment Services Llc Edina MN 05/2017 08/2017
Sagepoint Financial Phoenix AZ 09/2017 01/2019
Minnesota Life Insurance Company St Paul MN 08/2019 08/2023
Securian Financial Services Inc. St Paul MN 08/2019 08/2023
North Star Resource Group Minneapolis MN 08/2019 Present
Cri Securities Llc St Paul MN 08/2019 10/2021
Five Star Financial Resources Forest Lake MN 09/2017 03/2018
Unemployed Fridley MN 04/2019 07/2019
Osseo Area Schools Maple Grove MN 11/2021 Present
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 08/2016 → 08/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2017 → 08/2017
    Northwestern Mutual Investment Services Llc
    Edina, MN
  • 09/2017 → 01/2019
    Sagepoint Financial
    Phoenix, AZ
  • 08/2019 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 08/2019 → 08/2023
    Securian Financial Services Inc.
    St Paul, MN
  • 08/2019 → Present
    North Star Resource Group
    Minneapolis, MN
  • 08/2019 → 10/2021
    Cri Securities Llc
    St Paul, MN
  • 09/2017 → 03/2018
    Five Star Financial Resources
    Forest Lake, MN
  • 04/2019 → 07/2019
    Unemployed
    Fridley, MN
  • 11/2021 → Present
    Osseo Area Schools
    Maple Grove, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-01-21 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    St. Paul, MN
  • 2020-01-21 → 2021-10-27
    Cri Securities, Llc
    Minneapolis, MN
Other Businesses

1) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE - FIXED INSURANCE AND EMPLOYEE BENEFITS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/26/2019 ADDRESS: 2701 University Avenue SE, Minneapolis MN 55414, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options (with the exception of annuities) outside of the carriers that have selling arrangement with Securian Financial or MN Life Insurance Co. *Individual Registered reps with P&C licenses fill out a separate OBA disclosure specific to that activity 2) OSSEO AREA SCHOOLS POSITION: Asst. Coach NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 15 START DATE: 11/15/2021 ADDRESS: 11200 93rd Ave N, Maple Grove MN 55369, United States DESCRIPTION: Coach of hockey team 3) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-05
  • S66 Uniform Combined State Law Examination
    2019-12-05
Other Names
  • Michael Scott Pieper

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