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Maxwell James Kane

Wells Fargo Clearing Services, LLC

Williamsville, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-10
NY RA APPROVED 2023-12-13
  • TX RA
    APPROVED
    Since 2025-03-10
  • NY RA
    APPROVED
    Since 2023-12-13

Branch Locations

6390 Main St, Ste 100, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Buffalo NY 06/2022 Present
Pennsylvania State University State College PA 01/2019 05/2022
Ohio State University Columbus OH 08/2018 12/2018
Chautauqua Institution Sailing Center Chautauqua NY 06/2018 08/2018
Southwestern High School Jamestown NY 09/2014 06/2018
  • 06/2022 → Present
    Wells Fargo Clearing Services, Llc
    Buffalo, NY
  • 01/2019 → 05/2022
    Pennsylvania State University
    State College, PA
  • 08/2018 → 12/2018
    Ohio State University
    Columbus, OH
  • 06/2018 → 08/2018
    Chautauqua Institution Sailing Center
    Chautauqua, NY
  • 09/2014 → 06/2018
    Southwestern High School
    Jamestown, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-13
  • S66 Uniform Combined State Law Examination
    2023-12-13
Other Names
  • Max James Kane

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · WILLIAMSVILLE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILLIAMSVILLE, NY
RABENOLD ADVISORS, INC. · WILLIAMSVILLE, NY
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LPL FINANCIAL LLC · WILLIAMSVILLE, NY
CETERA INVESTMENT ADVISERS LLC · WILLIAMSVILLE, NY
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