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Employer firm

Madison Avenue Securities, LLC CRD 23224

$2.02B regulatory AUM 31 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Madison Avenue Securities, Llc

13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-08-28
  • AL RA
    APPROVED
    Since 2026-08-28

Branch Locations

13500 Evening Creek Dr N #555, San Diego, CA 92128 • USA

2700 Corporate Dr. Suite 200, Birmingham, AL 35242 • United States

Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-07-13
  • AL RA
    APPROVED
    Since 2026-07-13

Branch Locations

Birmingham , AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 06/2022 01/2024
Thrivent Advisor Network Dba 49 Financial Atlanta GA 11/2021 12/2022
Auburn University Auburn AL 08/2018 05/2022
Oak Mountain High School Birmingham AL 08/2014 05/2018
Unemployed Auburn AL 05/2018 08/2018
Fire House Subs Birmingham AL 09/2016 01/2017
The Grove At Auburn Auburn AL 01/2019 09/2021
Oakwood Capital Securities, Inc. Minneapolis MN 08/2024 10/2024
49 Financial Austin TX 06/2022 10/2024
American United Life Hoover AL 10/2024 06/2026
Oneamerica Securities Hoover AL 01/2025 06/2026
Ae Wealth Management, Llc Topeka KS 07/2026 Present
Ae Financial Services Topeka KS 07/2026 Present
American Heritage Financial Birmingham AL 10/2024 Present
Madison Avenue Securities San Diego CA 08/2026 Present
  • 06/2022 → 01/2024
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 11/2021 → 12/2022
    Thrivent Advisor Network Dba 49 Financial
    Atlanta, GA
  • 08/2018 → 05/2022
    Auburn University
    Auburn, AL
  • 08/2014 → 05/2018
    Oak Mountain High School
    Birmingham, AL
  • 05/2018 → 08/2018
    Unemployed
    Auburn, AL
  • 09/2016 → 01/2017
    Fire House Subs
    Birmingham, AL
  • 01/2019 → 09/2021
    The Grove At Auburn
    Auburn, AL
  • 08/2024 → 10/2024
    Oakwood Capital Securities, Inc.
    Minneapolis, MN
  • 06/2022 → 10/2024
    Austin, TX
  • 10/2024 → 06/2026
    American United Life
    Hoover, AL
  • 01/2025 → 06/2026
    Oneamerica Securities
    Hoover, AL
  • 07/2026 → Present
    Topeka, KS
  • 07/2026 → Present
    Ae Financial Services
    Topeka, KS
  • 10/2024 → Present
    American Heritage Financial
    Birmingham, AL
  • 08/2026 → Present
    Madison Avenue Securities
    San Diego, CA
Previous Registrations
Other Businesses

1.) AE Financial Services, LLC ; Registered Representative; Broker Dealer INVESTMENT RELATED: Yes ; 160 SECURITIES TRADING HOURS: 160 START DATE 07/2026 ADDRESS: 2950 SW McClure Road, Topeka, KS 66614 DESCRIPTION: Securities Sales and Services 2.) AE Wealth Management LLC; Investment Advisor Representative NATURE: Investment Advice for fee INVESTMENT RELATED: Yes 160 SECURITIES TRADING HOURS: 160 START DATE 07/2026 ADDRESS: 2950 SW McClure Road, Topeka, KS 66614; Securities Sales and Services 3.) American Heritage Financial; 2700 Corporate Dr, Suite 200, Birmingham, AL 35242; Non-Variable Insurance Sales; Agent; Start Date 6/2022; Approx 40 Hrs/Month, 40 Hrs/Month during trading hours. 4.) Madison Avenue Securities, LLC POSITION: Investment Advisor Represenative NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE 08/2026 ADDRESS: 13500 Evening Creek Drive N. Suite 555. San Diego, CA 92128 DESCRIPTION: Securities Sales and Services 

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-03
S63 Uniform Securities Agent State Law Examination 2022-04-25
  • S65 Uniform Investment Adviser Law Examination
    2024-05-03
  • S63 Uniform Securities Agent State Law Examination
    2022-04-25

View on SEC IAPD

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