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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-05-20 |
| TX | RA | APPROVED_RES | 2021-03-08 |
| PA | RA | APPROVED | 2019-01-31 |
Branch Locations
1550 Pond Road Suite 140, Allentown, PA 18104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pennsylvania State University | University Park | PA | 08/2014 | 05/2018 |
| Penn Mutual Life Insurance Co | Horsham | PA | 08/2016 | Present |
| Hornor Townsend & Kent Inc | Horsham | PA | 08/2016 | Present |
1) INSURANCE BROKERAGE | INVESTMENT RELATED - YES | DBA NAME: 1847FINANCIAL/PENN MUTUAL | POSITION HELD: AGENT | ADDRESS: 1550 POND ROAD SUITE 140 ALLENTOWN, PA 18104 | START DT: 8/16/2016 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 26-40 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) SCHAFER TEAM CLERICAL/ADMINISTRATIVE | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: EMPLOYEE |ADDRESS: 1550 POND ROAD STE ALLENTOWN PA 18104 | START DATE: 1/17/2022 | NATURE OF ACTIVITY: CLERICAL WORK |APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: EVENT PLANNING/COORDINATION , COMPLIANCE FORMS FOR EVENTS/PUBLIC APPEARANCES STRATEGIC ALLIANCE PLANNING AND SCHAFER TEAM EXPENSE TRACKING. 3)LLC FOR PAYROLL FOR EMPLOYEES | POSITION: PARTNER | NATURE: PAYROLL/BENEFITS FOR EMPLOYEES | INVESTMENT RELATED: NO | NUMBER OF HOURS: 0 | SECURITIES TRADING HOURS: 0 | START DATE: 10/31/2024 | ADDRESS: 1550 POND ROAD, STE 140, ALLENTOWN PA 18104 | DESCRIPTION: BUSINESS IS TO RUN PAYROLL AND BENEFITS FOR EMPLOYEES OF SCHAFER TEAM.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-20 |
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