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Andrew Michael Garcia

J.P. Morgan Securities LLC

The Woodlands, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-11
  • TX RA
    APPROVED
    Since 2022-06-11

Branch Locations

9590 Six Pines Dr, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Houston TX 09/2021 Present
Jpmorgan Securities Llc Houston TX 09/2021 Present
Wells Fargo Bank Houston TX 04/2018 08/2021
Cohnreznick Llp Baton Rouge LA 03/2018 04/2018
Pontchartrain Capital Llc New Orleans LA 01/2015 03/2018
Tulane University New Orleans LA 01/2016 05/2017
Boasso America Chalmette LA 09/2017 11/2017
  • 09/2021 → Present
    Jpmorgan Chase Bank Na
    Houston, TX
  • 09/2021 → Present
    Jpmorgan Securities Llc
    Houston, TX
  • 04/2018 → 08/2021
    Wells Fargo Bank
    Houston, TX
  • 03/2018 → 04/2018
    Cohnreznick Llp
    Baton Rouge, LA
  • 01/2015 → 03/2018
    Pontchartrain Capital Llc
    New Orleans, LA
  • 01/2016 → 05/2017
    Tulane University
    New Orleans, LA
  • 09/2017 → 11/2017
    Boasso America
    Chalmette, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-10
  • S66 Uniform Combined State Law Examination
    2022-06-10

View on SEC IAPD

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PFS INVESTMENTS INC.

Other Investors

DANIEL CORAL GOODWIN
Jeffrey Douglas Hackett
KRISTIN LEE SANDERS
JENNIFER JOYCE CHACHERE
LEISL MAJ DODSON
THOMAS JAMES HAYES
JAMES ALBERT MAHDAK
SUSAN MARIE HILL

Other Offices

PROVIDENT WEALTH ADVISORS, LLC · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · THE WOODLANDS, TX
J. W. COLE ADVISORS, INC. · THE WOODLANDS, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · The Woodlands, TX
AMERIPRISE FINANCIAL SERVICES, LLC · The Woodlands, TX
ROSSBY FINANCIAL, LLC · The Woodlands, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · The Woodlands, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Spring, TX

More in The Woodlands, TX

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