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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-02-11
OK RA APPROVED 2025-02-10
TX RA APPROVED 2025-02-10
NE RA APPROVED 2024-12-18
  • DC RA
    APPROVED
    Since 2025-02-11
  • OK RA
    APPROVED
    Since 2025-02-10
  • TX RA
    APPROVED
    Since 2025-02-10
  • NE RA
    APPROVED
    Since 2024-12-18

Branch Locations

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Gretna, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Big O Tires Parker CO 08/2015 01/2017
Military Service Aurora CO 01/2017 03/2017
United States Marine Corps San Diego CA 03/2017 03/2017
Extended Travel Aurora CO 03/2017 06/2017
Tires Plus Parker CO 06/2017 06/2019
Carmax Littleton CO 06/2019 11/2019
Christian Brothers Automotive Castle Rock CO 11/2019 05/2020
Christian Brothers Automotive New Braunfels TX 05/2020 06/2022
Kent New Braunfels TX 06/2022 05/2023
Charles Schwab & Co., Inc. Omaha NE 06/2023 09/2024
Unemployed Omaha NE 09/2024 10/2024
Thrivent Financial Appleton WI 11/2024 Present
Thrivent Investment Management Inc Minneapolis MN 11/2024 Present
  • 08/2015 → 01/2017
    Big O Tires
    Parker, CO
  • 01/2017 → 03/2017
    Military Service
    Aurora, CO
  • 03/2017 → 03/2017
    United States Marine Corps
    San Diego, CA
  • 03/2017 → 06/2017
    Extended Travel
    Aurora, CO
  • 06/2017 → 06/2019
    Tires Plus
    Parker, CO
  • 06/2019 → 11/2019
    Carmax
    Littleton, CO
  • 11/2019 → 05/2020
    Christian Brothers Automotive
    Castle Rock, CO
  • 05/2020 → 06/2022
    Christian Brothers Automotive
    New Braunfels, TX
  • 06/2022 → 05/2023
    Kent
    New Braunfels, TX
  • 06/2023 → 09/2024
    Charles Schwab & Co., Inc.
    Omaha, NE
  • 09/2024 → 10/2024
    Unemployed
    Omaha, NE
  • 11/2024 → Present
    Thrivent Financial
    Appleton, WI
  • 11/2024 → Present
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-17
S63 Uniform Securities Agent State Law Examination 2023-10-19
  • S66 Uniform Combined State Law Examination
    2024-12-17
  • S63 Uniform Securities Agent State Law Examination
    2023-10-19
Other Names
  • Cody Mitch Wall

View on SEC IAPD

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