Richard Jesus Fernandez

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-05-15

PA RA
APPROVED

Since 2024-05-15

Branch Locations

1045 S Cedar Crest Blvd, Allentown, PA 18103-5443 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Allentown	PA	02/2023	Present
Josephs Pasta Co.	Haverhill	MA	06/2002	Present

02/2023 → Present

Ameriprise Financial Services, Llc

Allentown, PA
06/2002 → Present

Josephs Pasta Co.

Haverhill, MA

Other Businesses

Outside Employment; Josephs Pasta Co.; Regional Manager - Northeast Regional Manager: Negotiate marketing programs, Sales and Marketing of Product line. Visit Clients; ; 262 Primerose St., , Haverhill, MA, 01830; Not Investment-Related; 06/20/2002; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-23

S66 Uniform Combined State Law Examination

2024-04-23

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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