Ian Rothrock

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-10-31
TX	RA	APPROVED	2025-10-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa	Denver	CO	02/2018	01/2025
Tiaa-Cref Individual & Institutional Services, Llc	Denver	CO	02/2018	01/2025
Insitum	Mexico City		07/2016	06/2017
Sacramento City Unified School District	Sacramento	CA	04/2013	09/2016
Uber	San Francisco	CA	12/2016	01/2017
Lyft	San Francisco	CA	08/2017	01/2018
Casa De Espanol	Sacramento	CA	04/2016	06/2016
Unemployed	Sacramento	CA	07/2017	07/2017
Lpl Financial Llc	Denver	CO	10/2025	Present
Unemployed	Denver	CO	01/2025	10/2025

02/2018 → 01/2025

Tiaa

Denver, CO
02/2018 → 01/2025

Tiaa-Cref Individual & Institutional Services, Llc

Denver, CO
07/2016 → 06/2017

Insitum

Mexico City
04/2013 → 09/2016

Sacramento City Unified School District

Sacramento, CA
12/2016 → 01/2017

Uber

San Francisco, CA
08/2017 → 01/2018

Lyft

San Francisco, CA
04/2016 → 06/2016

Casa De Espanol

Sacramento, CA
07/2017 → 07/2017

Unemployed

Sacramento, CA
10/2025 → Present

Lpl Financial Llc

Denver, CO
01/2025 → 10/2025

Unemployed

Denver, CO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-02-20
S63	Uniform Securities Agent State Law Examination	2018-03-31

Other Firms