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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-23
  • CA RA
    APPROVED
    Since 2021-08-23

Branch Locations

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

1302 Garnet Ave, San Diego, CA 92109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Irvine CA 09/2016 08/2018
Wells Fargo Clearing Services Llc Irvine CA 08/2017 08/2018
Ymca Of Orange County Laguna Niguel CA 08/2015 08/2016
J.P. Morgan Securities Llc Aliso Viejo CA 08/2018 05/2020
Jpmorgan Chase Bank, N.A. Aliso Viejo CA 08/2018 05/2020
Key Renter Sacramento Sacramento CA 10/2019 01/2020
Wells Fargo Clearing Services, Llc Mission Viejo CA 06/2020 Present
Wells Fargo Bank, Na Mission Viejo CA 05/2020 Present
  • 09/2016 → 08/2018
    Wells Fargo Bank Na
    Irvine, CA
  • 08/2017 → 08/2018
    Irvine, CA
  • 08/2015 → 08/2016
    Ymca Of Orange County
    Laguna Niguel, CA
  • 08/2018 → 05/2020
    J.P. Morgan Securities Llc
    Aliso Viejo, CA
  • 08/2018 → 05/2020
    Jpmorgan Chase Bank, N.A.
    Aliso Viejo, CA
  • 10/2019 → 01/2020
    Key Renter Sacramento
    Sacramento, CA
  • 06/2020 → Present
    Mission Viejo, CA
  • 05/2020 → Present
    Wells Fargo Bank, Na
    Mission Viejo, CA
Other Businesses

KEYRENTER SAN DIEGO, NOT INV RELATED, SAN DIEGO, CA, OPERATIONS MANAGER, START 11/1/2021, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, OVERVIEWING PAYMENTS AND OPERATIONAL ASSISTANCE FOR MOTHER'S BUSINESS. NOTARY PUBLIC, NOT INVT RELATED, SAN DIEGO, CA, NOTARY, START DATE 4/1/2022, 15 HRS PER MONTH, 0 HRS DURING TRADING, NOTARIZE DOCUMENTS. RENTAL PROPERTY; INV. RELATED; SAN DIEGO, CA; OWNER; START DATE 6/5/2023; O HRS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-23
S63 Uniform Securities Agent State Law Examination 2017-11-09
  • S66 Uniform Combined State Law Examination
    2021-08-23
  • S63 Uniform Securities Agent State Law Examination
    2017-11-09
Other Names
  • Sean Madani
  • Misagh Madanipour
  • Misagh Sean Madani Madani Pour
  • Misagh Madani-Pour

View on SEC IAPD

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