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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-08-23 |
Branch Locations
4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States
1302 Garnet Ave, San Diego, CA 92109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Irvine | CA | 09/2016 | 08/2018 |
| Wells Fargo Clearing Services Llc | Irvine | CA | 08/2017 | 08/2018 |
| Ymca Of Orange County | Laguna Niguel | CA | 08/2015 | 08/2016 |
| J.P. Morgan Securities Llc | Aliso Viejo | CA | 08/2018 | 05/2020 |
| Jpmorgan Chase Bank, N.A. | Aliso Viejo | CA | 08/2018 | 05/2020 |
| Key Renter Sacramento | Sacramento | CA | 10/2019 | 01/2020 |
| Wells Fargo Clearing Services, Llc | Mission Viejo | CA | 06/2020 | Present |
| Wells Fargo Bank, Na | Mission Viejo | CA | 05/2020 | Present |
KEYRENTER SAN DIEGO, NOT INV RELATED, SAN DIEGO, CA, OPERATIONS MANAGER, START 11/1/2021, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, OVERVIEWING PAYMENTS AND OPERATIONAL ASSISTANCE FOR MOTHER'S BUSINESS. NOTARY PUBLIC, NOT INVT RELATED, SAN DIEGO, CA, NOTARY, START DATE 4/1/2022, 15 HRS PER MONTH, 0 HRS DURING TRADING, NOTARIZE DOCUMENTS. RENTAL PROPERTY; INV. RELATED; SAN DIEGO, CA; OWNER; START DATE 6/5/2023; O HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-09 |
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