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Evan Richard Rodrigue

Northwestern Mutual Investment Services, LLC

West Hartford, CT

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-07-21
  • CT RA
    APPROVED
    Since 2026-07-21

Branch Locations

29 S Main St Ste 201, West Hartford, CT 06107-2454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Beverly MA 01/2016 05/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2017 12/2021
Fidelity Investments West Hartford CT 04/2022 05/2026
Ups Hartford CT 12/2021 02/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2026 Present
Northwestern Mutual Investment Services Llc West Hartford CT 06/2026 Present
  • 01/2016 → 05/2018
    Student
    Beverly, MA
  • 07/2017 → 12/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2022 → 05/2026
    Fidelity Investments
    West Hartford, CT
  • 12/2021 → 02/2022
    Ups
    Hartford, CT
  • 06/2026 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2026 → Present
    Northwestern Mutual Investment Services Llc
    West Hartford, CT
Previous Registrations
  • 2025-03-31 → 2026-05-19
    Strategic Advisers Llc
    West Hartford, CT
    West Hartford, CT
    Manchester, CT
    Boston, MA
  • 2022-09-12 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    West Hartford, CT
Other Businesses

1. Financial Services, Investment-related, 29 South main st, West Hartford, CT, USA, Will be a Financial Advisor, Start Date: 05/05/2026, 40 hrs per week, 30 trading hrs per week, Sales, Duties: Solicit Financial Services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-09
S63 Uniform Securities Agent State Law Examination 2019-06-17
  • S66 Uniform Combined State Law Examination
    2022-09-09
  • S63 Uniform Securities Agent State Law Examination
    2019-06-17
Other Names
  • Evan Richard Rodrigue
  • Evan R Rodriguez
  • Evan Rodrigue

View on SEC IAPD

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Other Offices

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
COMMONWEALTH FINANCIAL NETWORK · West Hartford, CT
JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
PRIME CAPITAL FINANCIAL · West Hartford, CT
THE PATRIOT FINANCIAL GROUP, LLC · WEST HARTFORD, CT

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