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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-31 |
| CO | RA | APPROVED | 2016-01-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel | Denver | CO | 10/2015 | Present |
1. Rental property in Australia; 50 Mary St Richmond Australia; Owner - Landlord; 07/01/2004; 0.00 Hour(s) Per Day; Investment-Related 2. Jewishcolorado; 300 s Dahlia St Denver CO 80246; Philanthropy; Investment Committee Member; Investment committee provides prudent oversight for the entity's managed resources; 11/1/18; 2 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 3. AUSDenver; 2239 N Clarkson, Denver, CO 80205; Volunteer run group that helps bring together the Aussie expats living in Colorado for social and business; Secretary; Keep minutes and act as Secretary of all meetings of the Board; 06/23/2021; 5 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 4. JewishColorado; 300 South Dalia St, Denver, CO 80246; Philanthropy; Board of Directors; Help organization continue its mission; 8/25/2021; 5 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-18 |
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