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Ao Vang

Rbc Capital Markets, LLC

Minneapolis, MN

Maplewood, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-06-14
  • MN RA
    APPROVED
    Since 2021-06-14

Branch Locations

250 Nicollet Mall Suite 1550, 16Th Floor, Minneapolis, MN 55401 • United States

Maplewood, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Lancaster PA 08/2015 03/2020
Rbc Global Asset Management (U.S.) Inc. Lancaster PA 08/2015 03/2020
Fidelity Brokerage Services Llc Oakdale MN 03/2020 05/2021
Rbc Capital Markets, Llc Minneapolis MN 06/2021 Present
Royers Flowers & Gifts Lancaster PA 05/2017 01/2018
Global Asset Management Minneapolis MN 06/2021 Present
  • 08/2015 → 03/2020
    Rbc Capital Markets, Llc
    Lancaster, PA
  • 08/2015 → 03/2020
    Rbc Global Asset Management (U.S.) Inc.
    Lancaster, PA
  • 03/2020 → 05/2021
    Fidelity Brokerage Services Llc
    Oakdale, MN
  • 06/2021 → Present
    Rbc Capital Markets, Llc
    Minneapolis, MN
  • 05/2017 → 01/2018
    Royers Flowers & Gifts
    Lancaster, PA
  • 06/2021 → Present
    Global Asset Management
    Minneapolis, MN
Previous Registrations
  • 2020-06-23 → 2021-06-03
    Fidelity Personal And Workplace Advisors
    Oakdale, MN
  • 2017-02-06 → 2020-03-24
    Rbc Capital Markets, Llc
    Lancaster, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-06
  • S66 Uniform Combined State Law Examination
    2017-02-06

View on SEC IAPD

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