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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-08-19
  • OH RA
    APPROVED
    Since 2026-08-19

Branch Locations

7335 Crossleigh Court Ste 300 [Satellite], Toledo, OH 43617 • United States

27599 Riverview Center Blvd Suite 120 1St Fl, Bonita Springs, FL 34134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities Inc Toledo OH 06/2015 01/2018
Citizens Bank Toledo OH 06/2015 01/2018
Nylife Securities Llc Maumee OH 01/2018 01/2021
New York Life Insurance Co. Maumee OH 01/2018 02/2021
Ebf, Llc D/B/A Evans, Beebe & Fields Financial Group Maumee OH 04/2018 01/2021
Eagle Strategies Llc Maumee OH 01/2020 02/2021
Ubs Financial Services Inc. Sylvania OH 02/2021 04/2026
Wells Fargo Advisors Financial Network, Llc Toledo OH 04/2026 Present
Previous Registrations
Other Businesses

[Regina Coeli Church; Member church finance council; 600 Regina Pkwy Toledo, OH 43612; Start Date 05/2015; Role/Title: Member;Review the Parish's finances and make sure sure the budget is balanced/Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] Booster President; 600 Regina Pkwy Toledo, OH 43612; Start Date 05/2019; Role/Title: Member; Not Investment Related;Help with sports sponsored activities./ 4 hours per month; 0 hours per month during securities trading hours] 3) NAME OF OTHER BUSINESS: Advancement Committee / INVESTMENT RELATED?:N/ ADDRESS: 3535 W Sylvania Ave, Toledo,Ohio/ NATURE OF THE BUSINESS: provide advancement to the students of Notre Dame Academy / POSITION:Advisor or advisory group member if advice given may influence an officer/board/ DUTIES:Advisor or advisory group member if advice given may influence an officer/board / START DATE: 1/1/2023/ HOURS DEVOTED TO BUSINESS:NA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-02
S63 Uniform Securities Agent State Law Examination 2015-11-20
  • S65 Uniform Investment Adviser Law Examination
    2017-10-02
  • S63 Uniform Securities Agent State Law Examination
    2015-11-20
Other Names
  • Alicia Berndt
  • Alicia M Berndt
  • Alicia Marie Monday
  • Alicia Monday

View on SEC IAPD

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