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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-10 |
| MO | RA | APPROVED | 2019-05-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Chicago | IL | 01/2016 | 10/2018 |
| Bank Of America, N.A. | Clayton | MO | 05/2019 | Present |
| Edward Jones Investment | St. Louis | MO | 10/2018 | 03/2019 |
| Merrill Lynch, Pierce, Fenner, & Smith Incorporated | Clayton | MO | 03/2019 | Present |
I*: 3084265 Entity Type: Rental Property Name of OBA: Rental Property 2 Address: Saint Louis, MO 63146 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 11/1/2025 Number of Hours: 2 yrs annually Number of Hours during trading: 0 Duties: Owner of rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-25 |
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