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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-24 |
| CO | RA | APPROVED | 2026-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Denver | CO | 08/2026 | Present |
| J.P. Morgan Securities Llc | Denver | CO | 08/2026 | Present |
| Shields Advisory Llc | Denver | CO | 04/2026 | Present |
| Towle & Co | Denver | CO | 07/2013 | 04/2026 |
NAME OF OTHER BUSINESS:Shields Advisory LLC IS THIS OTHER BUSINESS INVESTMENT RELATED?:Yes ADDRESS:,Denver,CO,80222,USA NATURE OF OTHER BUSINESS:Consulting YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Independent contractor or employee of another company START DATE OF YOUR RELATIONSHIP:2026-05-01 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:0 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Consulted to prior employer. All open contracts concluded prior to beginning of employment. Legal entity still exists and will go dormant. IS THIS A RESIDENTIAL ADDRESS?:Yes NAME OF OTHER BUSINESS:South Dahlia Lane Community, Inc. IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:,Denver,CO,80222,USA NATURE OF OTHER BUSINESS:Homeowners Association YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Board of Directors member START DATE OF YOUR RELATIONSHIP:2025-01-01 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:2 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Sit as Board President of HOA. IS THIS A RESIDENTIAL ADDRESS?:Yes
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