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David Wick

Strategic Advisers LLC

Greenwood Village, CO

Castle Rock, CO

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-31
  • CO RA
    APPROVED
    Since 2025-03-31

Branch Locations

6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039 • United States

Castle Rock, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 03/2015 03/2021
Fidelity Investments Greenwood Village CO 03/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 03/2015 → 03/2021
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 03/2021 → Present
    Fidelity Investments
    Greenwood Village, CO
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-05-06 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Greenwood Village, CO
  • 2017-10-23 → 2021-04-02
    Charles Schwab & Co., Inc.
    Phoenix, AZ
    Lone Tree, CO
    Phoenix, AZ
    Phoenix, AZ
    Westlake, TX
    Phoenix, AZ
    Phoenix, AZ
    Lone Tree, CO
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-21
S63 Uniform Securities Agent State Law Examination 2016-01-11
  • S65 Uniform Investment Adviser Law Examination
    2017-10-21
  • S63 Uniform Securities Agent State Law Examination
    2016-01-11
Other Names
  • David Kenneth Wick
  • David Wick

View on SEC IAPD

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Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
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