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Benjamin Thomas Wooden

Capital Client Group, Inc.

Carmel, IN

Fishers, IN

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-06-07
  • IN RA
    APPROVED
    Since 2017-06-07

Branch Locations

12711 N. Meridian Street, Carmel, IN 46032 • United States

Fishers, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Indianapolis IN 01/2015 12/2016
American Funds Carmel IN 01/2017 04/2019
Key Bank Indianapolis IN 10/2016 12/2016
American Funds Carmel IN 04/2019 01/2021
American Funds Carmel IN 01/2021 04/2024
American Funds Carmel IN 04/2024 Present
  • 01/2015 → 12/2016
    Northwestern Mutual
    Indianapolis, IN
  • 01/2017 → 04/2019
    American Funds
    Carmel, IN
  • 10/2016 → 12/2016
    Key Bank
    Indianapolis, IN
  • 04/2019 → 01/2021
    American Funds
    Carmel, IN
  • 01/2021 → 04/2024
    American Funds
    Carmel, IN
  • 04/2024 → Present
    American Funds
    Carmel, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-07
S63 Uniform Securities Agent State Law Examination 2015-04-02
  • S65 Uniform Investment Adviser Law Examination
    2017-06-07
  • S63 Uniform Securities Agent State Law Examination
    2015-04-02
Other Names
  • Benjamin Thomas Wooden
  • Ben Wooden

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WILLIAMSON LEGACY GROUP, LLC

Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

More in Carmel, IN

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